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NOT
REPORTABLE
NORTH
GAUTENG HIGH COURT, PRETORIA
CASE
NO: A 1068/2009
DATE:23/08/2012
In
the matter between:
CARL
MARTIN FREDERICK
EHRKE............................................................................Appellant
and
THE
STATE........................................................................................................................Respondent
JUDGMENT
MSIMEKI,
J
INTRODUCTION
[1]
The Appellant stood trial on one account of assault and another of
pointing a firearm. The Piet Retief magistrates court convicted
the
Appellant on count one (1) which was the assault charge and acquitted
him on count 2 the pointing of a firearm charge. The
Appellant was
sentenced to a fine of R3000-00 (Three Thousand Rand) or Six (6)
months imprisonment half of which was suspended
for a period of three
(3) years on condition that the Appellant is not convicted of assault
committed during the period of suspension.
The Appellant in terms of
Section 103 of Act 60 of 2000 was not declared unfit to posses a
firearm.
[2]
The Appellant was duly represented during the proceedings in the
court a quo.
[3]
On 8 October 2009, the Appellant, on petition, was granted leave to
appeal against his conviction of assault. The appeal, is
accordingly,
directed against conviction only.
[4]
The Appellant, when the appeal was argued,was represented by Ms M
Barnard while Ms Z G Mshololo represented the Respondent.
[5]
The matter was argued before myself and my Sister Molamu J. My
sister, unfortunately, passed on before the judgment could be
delivered or handed down. She, however, before passing, on had agreed
with my views which form this judgment. This is therefore
our
judgment. The parties, too, are ad idem that I write this judgment.
THE
APPELLANT'S PLEA
[6]
The Appellant, in the court a quo, chose to give an extensive written
plea explanation in terms of Section 115 of the Criminal
Procedure
Act 51 of 1977. (the "CPA")
[7]
THE CHARGES
1.
COUNT 1
The
State in this count alleged that the Appellant on or about 12 October
2007 and at or near Mkhabela area, Piet Retief, in the
district of
Piet Retief, had unlawfully and intentionally assaulted Madwayi
Jeremia Mkhonza by hitting him with a fist kicking
him, strangling
him and using a stone to assault him. Although the Section 115
statement had been based on assault with intent
to do Grievous Bodily
Harm (GBH) the defence at the commencement of the trial was duly
informed that the charge was, indeed, assault.
2.
COUNT 2
The
State in this count had alleged that the Appellant had contravened
the provisions of Section 120 (6) (a) read with Sections
1, 103, 120
(1) (a), Section 121 read with Schedule 4 and of the
-
pointing
of a fire-arm, an antique firearm or airgun in that he, at the same
place time and date, had unlawfully pointed a firearm
or an antique
firearm or an airgun whether or not it was loaded or capable of being
discharged, to wit a handgun of an unknown
make and calibre at
Madwayi Jeremia Mkhoza without good reason to do so.
[8]
THE APPELLANT'S PLEA
The
Appellant, in the court a quo, and in terms of of the
chose to disclose the basis of his
defence by proffering an extensive statement. The plea explanation
disclosed that he, on the
day in question, had caught the complainant
and Mr Mabondwe Josiah Masondo (" Masondo") red handed
while they were unlawfully
removing his property from his farm. The
Appellant and the complainant then got involved in a heated argument.
The complainant's
hands were lowered down towards his pockets and he
immediately thought that the complainant had been reaching for his
pockets to
remove something therefrom. The Appellant got the
impression that the complainant had wanted to take out a weapon which
he would
use to attack him with. He believed that his life and person
had been in danger. He kicked (gestamp) the Complainant with his
right
foot and the Complainant, in the process of retreating, lost
his balance and fell into a ditch or furrow. He got on top of the
Complainant and tried to get his hands under control in order to
search him and to disarm him. No weapon was found on the Complainant.
He, after this, realised that the Complainant possibly had not wanted
to attack him after all. He, thereafter, stopped the truck
which the
Complainant and Masondo had been using on their way home and
apologised to the Complainant for the incident. It is the
Appellant's
contention that that he defended himself when he attacked the
Complainant.
[9]THE
STATE'S VERSION
The
State's version is that the Complainant who had been in the company
of Masondo had been sent by Mr Andre Juan Rossouw ("Rossouw"),
his employer at the time, to go and fetch the articles which Rossouw
had purchased from the Appellant. The first load was taken
on a
Friday while the other loads were to be taken on the day in question.
There is a difference in the evidence of Complainant
and Masondo
regarding the number of loads that were removed from the Appellant's
farm. This, however, is neither here nor there.
The Complainant
testified that the Appellant found them loading the articles onto the
truck. He accused them of stealing his articles
and assaulted the
Complainant. Masondo, according to evidence, appears only to have
been touched when the Appellant tried to kick
him while he was on top
of the truck busy loading the stuff. The Complainant testified that
when he fell to ground the Appellant
kicked him. He went on
assaulting him while he was on the ground until the Appellant's phone
rang. He then managed to move for
a distance to a place where the
Appellant again assaulted him. A stone or a brick was also used to
hit his hands which, at the
time, were outstretched. A white man in
the company of another man arrived and it was only then that the
assault stopped. The Appellant
ordered them to offload the bricks,
corrugated iron and sawmill equipment that they had loaded onto the
truck. They did and then
drove to Rossouw who, at the time, was
having a party. He explained to Rossouw that the Appellant had
assaulted him and Rossouw
suggested that the Complainant be taken to
a doctor. Masondo took him to Dr Sibeko who examined him and
completed the J88. The
State called the Complainant, Masondo, Dr
Sibeko and Rossouw in support of its case while the Appellant called
Dr J V Z Kotze as
his witness.
[10]
Ms Barnard submitted that:
1.
The court a quo, faced with two mutually destructive versions ought
to have considered the credibility of the witnesses and the
probabilities of their evidence.
2.
There are serious and material contradictions, inconsistencies, and
improbabilities in the State's version which rendered the
version
weak.
3.
Masondo's and the Complainant's versions were so different that they
could not be reconciled with each other.
4.
Rossouw's version was in no way helpful to the State.
5.
Dr Sibeko's evidence, seen in the light of the J88 which he completed
in respect of the Complainant, was vague. The incomplete
J88 and the
evidence, according to him, did not support the Complainant's version
of the assault.
6.
The Appellant's version, in the light of Rossouw's and Dr Kotze's
evidence, is reasonably possible and supports his version that
he
acted in putative self-defence.
7.
A distinction should be drawn between unlawfulness and putative
self-defence which relates to culpability and that in the process
of
doing so it will become evident that the Appellant had acted in
self-defence.
8.
The court a quo had erred when it found that the Sate's version had
been credible, reliable and correct while the version had
consisted
of different versions relating to the incident. The witnesses,
according to Ms Barnard, had not been good and reliable
as, according
to her, they contradicted themselves and each other in material
respects.
[11]
Ms Mshololo submitted on the other hand that:
1.
The Appellant's conduct did not constitute private defence but a
clear attack on the complainant.
2.
the differences in the evidence of the Complainant and Masondo
related only to the sequence of events and that they were in no
way
material. The submission appears to be correct as it will later be
shown.
3.
the court a quo had to do with a moving scene where people could make
honest mistakes as to the sequence of events. This submission
is
again correct.
[12]
PRINCIPLES
PRIVATE
DEFENCE
"
The use of force which would ordinarily be criminal is justified if
it is necessary to repel an unlawful invasion of person,
property or
other legal interest Since the right to use force in these
circumstances not only goes beyond the defence of life and
limb but
also extends to the protection of a third party, the term
'self-defence' is too narrow and private defence1 is preferred."
(South African Criminal Law and Procedure, Vol t- General Principles:
Burchell and Hunt Second Edition P 322.)
The
requirements of private defence are that:
1.
there must be an unlawful attack
2.
upon a legal interest
3.
the attack must have commenced or must be imminent
The
defence must be:
1.
directed against the attacker
2.
necessary to avert the attack.
3.
one where reasonable means are used to avert the attack. However, in
Ex parte Minister of Justice: In re S v Van Wyk (A)
Steyn CJ, as he then was, disapproved of the test of proportional
retribution as the yard stick.
[13]
The questions that the court need to answer are:
1.
whether the Appellant acted in self-defence real or putative.
2.
whether the contradictions or inconsistencies in the State's case are
such as to vitiate the conviction
3.
whether the evidence that the State tendered is enough to sustain a
conviction of assault.
[14]
It is the defence's contention that the value of the evidence that
the State tendered is such that the Appellant was, at the
close of
the State's prosecution or case, entitled to a discharge in terms of
of the . The court is,
on that basis, asked to set aside the Appellant's conviction.
[15]
It is, on behalf of the Appellant, further submitted that in the
event that the court finds that the State has established
a prima
facie case, then and that event, the court should enquire whether the
Appellant's version is not reasonably possible and
whether the
Appellant did not act in self - defence. It is, on behalf of the
Appellant, further argued that the court a quo ought
to have inquired
if the Appellant's conduct had been lawful or unlawful. This, the
court a quo, appears to have done.
[16]
It was further submitted that the court a quo had never indicated
that the Appellant's version had not been reasonably possibly
true
and that the court had, therefore, erred when it found that the
Appellant had not acted in putative self - defence.
[17]
COMMON CAUSE FACTS
These
are that:
1.
the Appellant is the owner of the farm Driehoek which is
approximately 26 kilometres from Piet Retief.
2.
The Appellant, during September 2007, sold sawmill equipment to
Rossouw and the Els brothers
3.
The purchasers' employees started removing the equipment in October
2007.
4.
On 12 October 2007 the Complainant and Masondo went to the
Appellants' farm to remove the articles that Rossouw had purchased.
5.
The Appellant found the Complainant and Masondo having loaded the
equipment, corrugated irons and bricks.
6.
The loaded stuff was off loaded.
7.
Masondo being the driver of the truck and the Complainant then
proceeded to Rossouw's place.
8.
Rossouw who observed the Complainant as having been injured suggested
that the complainant be seen by a doctor.
9.
The Complainant was examined by Dr Mandla Ayisi Moses Sibeko ("Dr
Sibeko")
10.The
Complainant, at the instance of the defence, was also seen by Dr
Johannes Van Zyl Kotze.
11.
Dr Sibeko observed that the Complainant had pre-existing diseases -
Gout arthritis which was also observed by Dr Kotze.
[18]
APPROACH OF THE APPEAL COURTS IN DEALING WITH MATTERS ON APPEAL
1.
The appeal court is reluctant to upset the findings of the trial
court. This is because the trial court has advantages which
the
appeal court does not have in seeing and hearing the witnesses and
being in the atmosphere of the trial. The trial court has
the
advantage of obserserving the demeanour, appearances and the
personality of the witnesses.
2.
In the absence of misdirection on fact by the trial court the
presumption is that the trial court 's conclusion is correct and
the
appeal court will only reverse the conclusion when it is convinced
that such conclusion is wrong. (See R v Dhlumayo and Another
1948(2)
SA 677 (A).
3.
In Koopman v S ALL SA (1) 2005 (SCA) at 539:
Headnote: the following is said
"
In the absence of demonstrable and material misdirection by the trial
court it findings of fact are presumed to be correct
and will only be
disregarded if the recorded evidence shows them to be clearly wrong"
(See
also Sv Mkohle (A) at 100e-f and Sv Ntsele
1998(2)SACR178 (HHA) at 179)
[19]
Reverting to the facts of the case the Appellant in his plea
explanation contended that he and the Complainant were involved
in a
heated argument. The Appellant failed to explain what was said in the
heated argument except to say that he wanted to know
why they were
loading his stuff onto the truck and that the Complainant had
informed him that he had been sent by Rossouw to fetch
the articles
from his farm. There is nothing to show that the Complainant could
have lost his temper. There was nothing which could
have led to that
conclusion as the Complainant clearly pointed out that they had been
sent there by Rossouw. Even if the Appellant
accused them of stealing
his articles, nothing from the version of the Appellant, warranted "
a heated argument." The
Complainant, according to the
Appellant's version, had every reason to be on his farm. Indeed,
nothing demonstrated that the Complainant
was angry or could have,
been, angry. In any case, nothing on the version of the Appellant,
warranted that. This, the Appellant
failed to show in his evidence.
There was, therefore, no reason for the Complainant to move his hands
downwards towards his pockets.
It is highly improbable that the
Complainant would have behaved like that in the circumstances of this
case. Indeed the Complainant
and Masondo denied that the Complainant
had lowered his hands to his pockets as if he was to take out a
weapon or something with
which he could have attacked the Appellant.
The Complainant, according to the Appellant, had no weapon in his
pocket. This makes
it perfectly clear that the Complainant could not
have behaved as the Appellant contended. There was no reason for him
to do that.
The Appellant, as Ms Mshololo correctly submitted, simply
attacked the Complainant who had done nothing to justify the conduct
of the Appellant.
[20]
Ms Barnard submitted that the Complainant and Masondo contradicted
each other and that their evidence was full of inconsistencies
and
improbabilities to an extent that the court a quo ought to have
discharged the Appellant in terms of of the
. This, in the light of the evidence that
State tendered cannot be correct. In S v Mkhohle (supra) the court at
95 said: "contradictions
per se do not lead to rejection of
witness' evidence-not every error made by witness affects his
credibility - Trier of facts has
to make an evaluation, taking into
account the contradictions, their number and importance and bearing
on other parts of his evidence."
It
is also significant to note that at the end of everything when the
merits and demerits of evidence have been considered, regard
having
been had to the shortcomings or defects or contradictions in the
evidence, the question has to be asked whether the truth
has been
told.
[21]
Ms Barnard submitted that the value of the State case was drastically
reduced by the contradictions and inconsistencies in
the evidence of
the Complainant and Masondo. Ms Mshololo on the other hand submitted
that the contradictions were immaterial and
only had something to do
with the sequence of events. The scene, according to her, had been
moving and allowed room for honest
mistakes as to the sequence of
events. The submission indeed has merit. The question at the end of
the day is whether the Complainant
was assaulted. Notwithstanding the
defects and shortcomings in the evidence of the Complainant and
Masondo, it is clear that the
truth has been told. The evidence of
the Complainant in the main is corroborated by that of Masondo.
[22]
Rossouw, too, corroborates the evidence of Masondo and the
Complainant. He saw the Complainant after the incident. According
to
him, the complainant looked injured. The complaint was that the
Appellant had assaulted him. The Complainant kept according
to him,
kept on complaining about the injuries walking in a funny way and
crying a lot. He ion his owm, could hardly stand up properly
and that
led Rossouw to assume that the Complainant had been in deep pain.
Rossouw
conceded that he possibly had not properly given the description of
the articles that the Complainant and Masondo had to
fetch. He
further conceded that he should have made sure that what had been
purchased was correctly identified.
[23]
Dr Sibeko's evidence, although severely criticised by Ms Barnard,
remained helpful. The J88 form was incomplete in certain
respects.
This, however, did not render his evidence and the J88 useless. He,
indeed, examined the Complainant on the day of the
incident and
observed fresh injuries. He was honest enough to disclose that the
Complainant had pre-existing disease in the form
of "gout
arthritis". Some of the injuries that he observed had been on
top of those pre-existing conditions. According
to him, the
Complainant's upper lip was swollen. The inner side thereof had a
small laceration. Dr Kotze, answering a question
by the court,
admitted that if there had been some swelling on top of the
abnormalities those would have disappeared by the time
he examined
the Complaint. It will be remembered that he examined the Complainant
almost a year after the incident. Although the
J88 that Dr Sibeko
completed is, indeed, incomplete that in no way means that the J88
should be disregarded. This is so because
there are aspects on which
the two doctors agree. Dr Sibeko made the necessary concessions where
he made mistake and gave acceptable
and understandable explanations
for that. The criticism that Dr Kotze levelled at the J88 that Dr
Sibeko completed is in some respects
understandable while in other
not. He is, indeed, not entirely right when he says that the J88 does
not support the version of
the Complainant on the aspect of the
assault. The J88, in my view , does support the evidence that the
Complainant was, indeed,
injured on the day of the incident. His
evidence that he was assaulted is supported by Masondo while Rossouw
confirms that the
Complainant appeared injured, in deep pain, and
always complaining and literally crying.
[24]
Dr Kotze complained about the J88 which, according to him, was not
readable, understandable and did not give a good summary
of the
Complainant's injuries. With its problems as shown above, the J88, in
my view, remains helpful. Dr Sibeko examined the Complainant
on the
day of the incident. He has shown the injuries which he observed
which, in my view, support the evidence of the Complainant.
Dr Kotze,
when cross examined by the State Prosecutor, was unable to answer
questions directly. He would in certain instances give
unsatisfactory
answers. He, for instance, could not give a satisfactory answer when
asked if he could deny or confirm what Dr Sibeko
observed during his
examination of the Complainant. The question whether he could confirm
or deny that he had examined the Complainant
almost a year after the
incident remained unanswered. He also could not deny that the
Complainant had suffered bodily injuries.
[25]
The question which the court must also ask itself is whether one can
find fault with the court a quo's findings of fact. The
court's
findings of fact are as shown above, presumed to be correct and will
only be disregarded if the recorded evidence shows
them to be clearly
wrong. I have given proper consideration to the matter and have found
no demonstrable and material misdirection
by the court a quo.
[26]
Evidence clearly demonstrates that the court a quo gave proper
consideration to the matter too. The Appellant failed to bring
out
detailed account of the heated argument that is said to have
preceeded the kicking of the Complainant by the Appellant. The
Appellant, on his own version, admitted kicking the Complainant but
added that that occurred when he thought that the Complainant
was
reaching for his pockets to produce a weapon which could have been
used to attack him, Evidence has demonstrated that the Complainant
never lowered his hands towards his pockets. This at any rate, was
denied by both the Complainant and Masondo. The Complainant
never
attacked the Appellant. There was no need for the Appellant to defend
himself. The Appellant merely attacked the Complainant
because, as he
put it, the Complainant and Masondo were stealing his articles inter
alia his corrugated iron and his bricks. He
obviously, was angry. The
court a quo asked the Appellant why he could not involve the police
or Rossouw instead of handling the
matter in the manner that he did.
His response thereto was never satisfactory. Indeed, it was not
necessary for the Appellant to
have behaved in the manner that he
did.
[27]
It is, in the light the evidence, not correct that the court a quo
ought to have discharged the Appellant at the end of the
State's
case. Evidence, at the time, was overwhelming and
called for a
response from the Appellant.
[28]
The overwhelming evidence, indeed, proved the guilt of the Appellant
beyond reasonable doubt. The Appellant's version was not
and is not
reasonably possibly true and was, in my view, correctly rejected by
the court a quo . The appeal against conviction,
my view, should
fail.
[29]
I, in the result, make the following order: The appeal against
conviction is dismissed.
MSIMEKI
J
JUDGE0F
THE HIGH COURT
Counsel
for appellant: Adv M Barnard
jCounsel
for respondent: Adv Z G Mshololo
Attorneys
for appellant:Van Wyk & Ayre Attorneys, Notaries &
Conveyancers
Attorneys
for respondent: StatexAttorney, Pretoria
Date heard:19 April 2011
Date
of judgment:23 August 2012